Regulatory Information

Rockhaven Capital Management, LLC. (“Rockhaven”) is a Registered Investment Advisor (“RIA”), registered in the State of Pennsylvania. Rockhaven provides asset management and related services for clients nationally. Rockhaven will file and maintain all applicable licenses as required by the state securities boards and/or the Securities and Exchange Commission (“SEC”), as applicable. Rockhaven renders individualized responses to persons in a particular state only after complying with the state’s regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about Rockhaven. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally available information and are believed to be reliable. Rockhaven does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

Rockhaven will provide all prospective clients with a copy of our current Form ADV, Part II (“Brochure”) prior to commencing an Advisory relationship. Existing clients will receive an offer to obtain a copy on an annual basis. However, at any time, you can view our current Form ADV, Part II in the Disclosures section of our web site. In addition, you can Contact Us at cwiles@rockhavencapital.com, to request a hardcopy.

If you have any questions regarding Compliance and Regulatory information, please contact us at cwiles@rockhavencapital.com.